Compliance and financial market regulation consulting

I provide practical support for setting up internal processes, the compliance framework and the management of regulatory and operational risks.

Consulting is particularly suited to companies that need to quickly assess regulatory impacts, adjust their internal set-up or get an experienced external view of a specific problem.

My consulting builds on a combination of regulatory, methodological and practical experience, so I can connect the requirements of the legislation with what is genuinely workable in the day-to-day operation of a company.

AML and the new AML package

I will help you assess the impact of the new AML package and set up your internal AML/CFT system, risk assessment and KYC processes so that they fit your business and stand up to regulatory expectations. I also draw on supervisory and inspection practice at the Czech National Bank.

PSD3, PSR and payment services

Advisory on the impact of PSD3 and PSR on the governance, products, processes and ICT and cyber risk management of payment service providers. I know the topic from managing a fintech company and from payments practice in a banking group.

CCD2, consumer credit and creditworthiness

Advisory on CCD2, creditworthiness assessment and scoring models – from setting up consumer lending processes to inspection-ready documentation. At the CNB, I was present at the creation of the inspection methodology for creditworthiness assessment.

DORA, MiCA and cyber resilience

Support with implementing the DORA requirements on digital operational resilience, ICT risk management and third-party contracts, and advisory on MiCA compliance for crypto-asset service providers (CASPs).

Typical situations:

You have received a request from the regulator and are at a loss. I used to draft these requests on a daily basis. So stay calm 😊

You need to assess the impact of new regulation on your products, processes or governance. I will try to find as many win-win solutions as possible.

Compliance or management is working out how to set up internal rules, responsibilities and control mechanisms in practice. I will sit down with your team and we will take a hands-on approach.

You need an assessment of your AML/KYC framework, scoring and creditworthiness set-up or the related processes. I will give you a verdict and propose optimisation.